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| Job Category: |
Hot Jobs |
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| Job Title: |
Compliance Risk Assessment – Investment Bank
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| State/Location: |
New York, NY |
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| Company: |
The Compliance Search Group |
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| Contact: |
Jkelly@compliancesearch.com |
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| Description: |
Our client, a top-tier investment bank, seeks a Compliance Risk Assessment Supervisor.
Candidate will join a team responsible for
Coordinating the annual Supervisory and Internal Control and Compliance Risk Assessment Methodology processes
Participation in and support for the implementation of the new Compliance Management system
Responsibilities will include:
Coordination of the annual reviews
Work with designated business area Compliance Advisors to execute the review
Develop the annual review plan, conduct training, and track completion of the reviews
Collect enhancements and work with Compliance Advisors to refine as appropriate
Periodic management reporting on the status of the review and the enhancements
Work on configuring assessment tool for annual review
Work on planning assessment schedule, training, and execution of the Risk assessments
Collect mitigations and report them
Periodic management reporting on the status of mitigations
Preparation and/or review of annual training material and deliver or oversee training
Preparation of annual Risk Assessment reports
Participation and support for the implementation of Compliance Manager system in the US and potential participation in the global implementation of Compliance Manager
Position Requirements
Bachelor’s Degree (Finance or Economics preferred). MBA or JD is helpful.
Previous experience:
Minimum of five years of compliance, audit, and/or regulatory experience, with knowledge of the financial service industry, regulatory requirements, and experience in analyzing business risk and best practices.
Participation or management of risk assessment processes and an understanding of risk principles.
Managing projects and producing management information / business management reports.
• Investigative skills – inquiry and analysis, interviewing, testing, organization and presentation (both written and verbal).
• Strong organizational skills.
• Strong technical and presentation development skills (e.g. Excel and PowerPoint)
• Excellent communication and interpersonal skills in order to work with a diverse global group.
To apply please submit your resume to Jack Kelly – Jkelly@compliancesearch.com
The Compliance Search Group is the oldest, largest and most respected global search firm focused on the placement of Compliance, Legal, Risk Management, Audit, Credit, Accounting, Financial Controls and Regulatory professionals.
To view all our positions please visit
http://www.ComplianceJobs.com
Also, please feel free to visit our informational blogs: The Compliance Exchange
http://www.CompliancEX.com
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To join The Compliance Exchange on LinkedIn please click here http://www.linkedin.com/groups?gid=865117
Have a Facebook? I would love to connect with you and give you more up-to-date job posting information and you can directly contact me there with any questions. http://www.facebook.com/profile.php?id=100003310683284>Jack Kelly’s Official Facebook
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